James Stockton is a registered securities professional, and holds several securities licenses. He has successfully completed the following examinations: Series 63 – Uniform Securities Agent State Law Examination, Series 22TO – Direct Participation Programs Representative Examination, SIE – Securities Industry Essentials Examination, and Series 6 – Investment Company Products/Variable Contracts Representative Examination. James is registered in multiple states, including California, Colorado, Florida, Georgia, Hawaii, Illinois, Kansas, Missouri, Nevada, New York, Ohio, Oklahoma, and Texas. This extensive list of licenses and registrations enables him to conduct securities-related activities in the aforementioned states. Please note that license statuses and registrations may change over time, so it’s advisable to verify the current information with the relevant regulatory bodies.